-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MgCSX43h5hEH7C2KQnIJD/ZAwc3o2kF/qcfjWndHR3wJKGq+3ULCDgw8ZDtJTjpu A0gtZy7KWh1Qx5w2ApnqyA== 0000950149-98-000198.txt : 19980217 0000950149-98-000198.hdr.sgml : 19980217 ACCESSION NUMBER: 0000950149-98-000198 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUADRAMED CORP CENTRAL INDEX KEY: 0001018833 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 521992861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48871 FILM NUMBER: 98535140 BUSINESS ADDRESS: STREET 1: QUADRAMED CORP STREET 2: 80 E SIR FRANCIS DRAKE BLVD STE 2A CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154617725 MAIL ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BLVD STREET 2: STE 2A CITY: LARKSPUR STATE: CA ZIP: 94939 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DURHAM JAMES D CENTRAL INDEX KEY: 0001031297 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BLVD STREET 2: SUITE 2A CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154617725 MAIL ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BLVD STREET 2: SUITE 2A CITY: LARKSPUR STATE: CA ZIP: 94939 SC 13G/A 1 AMENDMENT #1 TO STATEMENT OF BENEFICIAL OWNERSHIP 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* QuadraMed Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 74730W 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 9 Pages) 2 - --------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 2 of 9 Pages - --------------------------------- ------------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS James D. Durham - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER 409,766 OF SHARES Includes 355,600 shares issuable BENEFICIALLY upon exercise of a warrant held by OWNED BY Mr. Durham, and 54,166 shares REPORTING issuable upon exercise of options PERSON within 60 days of December 31, WITH 1997. ------------------------------------------------ 6 SHARED VOTING POWER 224,869 Includes 90,295 shares directly owned by Trigon Resources Corporation ("Trigon"), of which Mr. Durham is a stockholder, and 134,574 shares issuable upon exercise of a warrant held by Trigon. ------------------------------------------------ 7 SOLE DISPOSITIVE POWER 409,766 Includes 355,600 shares issuable upon exercise of a warrant held by Mr. Durham, and 54,166 shares issuable upon exercise of options within 60 days of December 31, 1997. ------------------------------------------------ 8 SHARED DISPOSITIVE POWER 224,869 Includes 90,295 shares directly owned by Trigon, of which Mr. Durham is a stockholder, and 134,574 shares issuable upon exercise of a warrant held by Trigon. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 634,635 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - --------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 3 of 9 Pages - --------------------------------- ------------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Trigon Resources Corporation, a Nevada corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION a Nevada corporation - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER -0- OF SHARES ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 224,869 REPORTING PERSON Includes 90,295 shares directly WITH owned by Trigon Resources Corporation ("Trigon"), of which Mr. Durham is a stockholder, and 134,574 shares issuable upon exercise of a warrant held by Trigon. ------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------ 8 SHARED DISPOSITIVE POWER 224,869 Includes 90,295 shares directly owned by Trigon, of which Mr. Durham is a stockholder, and 134,574 shares issuable upon exercise of a warrant held by Trigon. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 224,869 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - --------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 4 of 9 Pages - --------------------------------- ------------------------------------ ITEM 1(A) NAME OF ISSUER: QuadraMed Corporation ITEM 1(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 80 East Sir Francis Drake Boulevard Suite 2A Larkspur, CA 94939 ITEM 2(A)-(C) NAME, ADDRESS AND CITIZENSHIP OF PERSONS FILING: This Statement is being filed by James D. Durham, whose principal business address is 80 East Sir Francis Drake Boulevard, Suite 2A, Larkspur, CA 94939. Mr. Durham is a citizen of the United States. With respect to Trigon Resources Corporation, a Nevada corporation ("Trigon"), this statement relates only to Mr. Durham's indirect, beneficial ownership of shares of Common Stock of QuadraMed Corporation owned by Trigon, of which Mr. Durham is a stockholder. The principal business address of Trigon is 955 South Virginia, No. 116, Reno, NV 89502. ITEM 2(D) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E) CUSIP NUMBER: 74730W 10 1 5 - --------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 5 of 9 Pages - --------------------------------- ------------------------------------ ITEM 3. Not Applicable ITEM 4. OWNERSHIP. A. James D. Durham (a) Amount Beneficially Owned: 634,635(1) (b) Percent of Class: 5.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 409,766 (includes 355,600 shares issuable upon exercise of a warrant held by Mr. Durham, and 54,166 shares issuable upon exercise of options within 60 days of December 31, 1997) (ii) shared power to vote or to direct the vote: 224,869(1) (includes 90,295 shares directly owned by Trigon, of which Mr. Durham is a stockholder, and 134,574 shares issuable upon exercise of a warrant held by Trigon) (iii) sole power to dispose or to direct the disposition of: 409,766 (includes 355,600 shares issuable upon exercise of a warrant held by Mr. Durham, and 54,166 shares issuable upon exercise of options within 60 days of December 31, 1997) (iv) shared power to dispose or to direct the disposition of: 224,869(1) (includes 90,295 shares directly owned by Trigon, of which Mr. Durham is a stockholder, and 134,574 shares issuable upon exercise of a warrant held by Trigon) B. Trigon Resources Corporation (a) Amount Beneficially Owned: 224,869 (b) Percent of Class: 1.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 224,869 (includes 90,295 shares directly owned by Trigon, of which Mr. Durham is a stockholder, and 134,574 shares issuable upon exercise of a warrant held by Trigon) (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 224,869 (includes 90,295 shares directly owned by Trigon, of which Mr. Durham is a stockholder, and 134,574 shares issuable upon exercise of a warrant held by Trigon) ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable __________________________________ (1) The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of these securities. 6 - --------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 6 of 9 Pages - --------------------------------- ------------------------------------ ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable 7 - --------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 7 of 9 Pages - --------------------------------- ------------------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1998 JAMES D. DURHAM /s/ James D. Durham ------------------------------------ TRIGON RESOURCES CORPORATION By: /s/ James D. Durham ------------------------------- Title: President ------------------------------- 8 - --------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 8 of 9 Pages - --------------------------------- ------------------------------------ EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page ------- ------------- Exhibit A: Agreement of Joint Filing 9 9 - --------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 9 of 9 Pages - --------------------------------- ------------------------------------ EXHIBIT A AGREEMENT OF JOINT FILING The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the statement dated February 11, 1998, containing the information required by Schedule 13G, for the 634,635 Shares of the Common Stock of QuadraMed Corporation held by James D. Durham. Dated: February 12, 1998 JAMES D. DURHAM /s/ James D. Durham -------------------------------------- TRIGON RESOURCES CORPORATION By: /s/ James D. Durham ------------------------------- Title: President ------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----